Managing Partner
Brightstar Law Group
Richard Chen is a seasoned corporate and securities attorney with more than 25 years of practice under his belt following his graduation from Harvard College and Harvard Law School. He is the Founder and President of Brightstar Law Group, a law firm specializing in serving the regulatory and corporate needs of investment advisory firms (including wealth managers, private fund sponsors, and fintech companies). Among other things, Richard’s practice focuses on regulatory matters including investment adviser registration; compliance program development, implementation, and management; mock audits; and SEC examinations and investigations. On the corporate side, Richard’s practice focuses on advising breakaway advisors; launching and structuring ownership for advisory firms; drafting and negotiating commercial contracts; advising on employment matters; advising on mergers and other transactions; succession planning; and launching private funds (such as hedge, private equity, venture capital, and real estate funds). Before launching his practice, Richard spent many years at several preeminent law firms in New York including Simpson Thacher & Bartlett, K&L Gates, Schulte Roth & Zabel, and Arnold & Porter. Please visit his firm’s website and LinkedIn page to learn more about him and his calendar link to schedule time to speak with him.
AI can transform how your firm operates, engages clients, and delivers advice—but all of that progress can unravel if you aren’t compliant. This session will demystify what’s allowed (and what isn’t) when it comes to using AI in a regulated wealth management environment.
Our expert panel will share what they know on how to implement and adopt AI tools all while maintaining a compliant, client-first culture.